Compliance

FMA Financial Advice Provider Monitoring Insights Report

The FMA recently released their FAP Monitoring Report. We've summarised the report themes and provide recommendations.
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Compliance

Initial Thoughts at Future Fund Admin Forum 2024

Into day two of the Future of fund admin conference in Sydney. Some initial thoughts.
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Compliance

2nd Private Market Assets Summit Sydney

Looking forward to the insights from today's very well attended 2nd Private Market Assets Summit here in Sydney.
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Compliance

Leaving it to the professionals, some liquidity risk management free rein

The FMA recently released their updated liquidity risk management (LRM) guidance for managers and supervisors of
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Compliance

Panel discussion at the 2024 IFSO Scheme Insurers Conference

Thrilled to have attended the recent Insurance & Financial Services Ombudsman conference where I had the privilege of
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Compliance

Enhancing Customer Trust through Effective Remediation

When it comes to business, trust is everything. Trust builds strong customer relationships, fosters brand loyalty and
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Compliance

A view on the market study into Personal Banking Services in NZ

On August 10th, the Commerce Commission released the “Preliminary Issues Paper” on the Market study into Personal Bankin
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Compliance

Simplified view of the Deposit Takers Act

Deposit Takers Act 2023 diagram – The challenge of meeting the technical requirements to effectively implement a Deposit
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Compliance

RBNZ releases first stage of public consultation on Deposit Takers Act 2023

The Reserve Bank of NZ (RBNZ) has released the first stage of public consultation on the Deposit Takers Act 2023
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Compliance

ISO20022 – More than a Compliance Project?

Unless they have been living under a rock for the last five years, every person remotely involved in global payments
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Compliance

The New Deposit Takers Act has been passed...we can sleep easy soon!

We can sleep easy soon… the New Deposit Takers Act has been passed, and the Deposit-takers Compensation Scheme
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