FMA Financial Advice Provider Monitoring Insights Report

Damian Lawrence
June 2024
Compliance

Are you a FAP?

The FMA recently released their FAP Monitoring Report. The report summarises the findings/themes following the FMA reviewing a number of Class 1 and Class 2 FAPs.

With learnings for all Classes of FAPs, we have summerised the report themes and provide recommendations we suggest FAPs and financial advisers should consider.

Mosaic has extensive experience in supporting FAPs in assessing and improving their adherence to their obligations.

Read our PDF report

Read the FMA Report