Introducing Compliance as a Service from Mosaic

November 2026
•
GRC

Compliance functions are being asked to do more.

More regulatory change. More monitoring and assurance. More reporting. More evidence. More advisory. More stakeholder engagement.

But adding permanent headcount isn't always the answer.

Mosaic’s Compliance as a Service offering gives financial services organisations access to experienced and proven compliance capability on a flexible, ongoing basis.

We work as an extension of the client’s existing team, supporting activities such as:

  • Compliance monitoring, controls & testing
  • Regulatory returns
  • Licence obligations
  • Regulatory change
  • Privacy & PIAs
  • Incidents & remediation
  • Board & management reporting

The model is deliberately co-sourced, not outsourced.

Clients retain regulatory accountability, key decisions and ownership of their regulator relationships. Mosaic helps provide the capacity, expertise and discipline required to keep recurring compliance work moving.

Organisations can start small, for example with a health check and 12/24 month compliance calendar, and add ongoing support or specialist modules as their needs evolve.

The result?

  • More capacity without adding permanent headcount.
  • Specialist expertise without needing a specialist in every discipline. 
  • A more predictable approach to recurring compliance work.
  • More flexibility with your compliance capability as your compliance needs maturity evolves.

That’s Compliance as a Service.

If you want to learn more, we would love to chat.

Introducing Compliance as a Service from Mosaic

Published
November 2026
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Compliance functions are being asked to do more.

More regulatory change. More monitoring and assurance. More reporting. More evidence. More advisory. More stakeholder engagement.

But adding permanent headcount isn't always the answer.

Mosaic’s Compliance as a Service offering gives financial services organisations access to experienced and proven compliance capability on a flexible, ongoing basis.

We work as an extension of the client’s existing team, supporting activities such as:

  • Compliance monitoring, controls & testing
  • Regulatory returns
  • Licence obligations
  • Regulatory change
  • Privacy & PIAs
  • Incidents & remediation
  • Board & management reporting

The model is deliberately co-sourced, not outsourced.

Clients retain regulatory accountability, key decisions and ownership of their regulator relationships. Mosaic helps provide the capacity, expertise and discipline required to keep recurring compliance work moving.

Organisations can start small, for example with a health check and 12/24 month compliance calendar, and add ongoing support or specialist modules as their needs evolve.

The result?

  • More capacity without adding permanent headcount.
  • Specialist expertise without needing a specialist in every discipline. 
  • A more predictable approach to recurring compliance work.
  • More flexibility with your compliance capability as your compliance needs maturity evolves.

That’s Compliance as a Service.

If you want to learn more, we would love to chat.

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