Wealth

Regulatory Response

Banking, Finance, and Insurance organisations are facing an unprecedented level of scrutiny and demand to meet conduct, regulatory, compliance and data privacy requirements.

Mosaic has a deep understanding of financial services regulation and the strategy-first process of developing interpretative frameworks to derive policy, process and functional implementation plans.

Some of our work

Regulatory Change

Mosaic was engaged to assist one of New Zealand’s largest banks with the implementation of the Reserve Bank of New Zealand policy changes in relation to outsourcing of functions and services.

The programme of work included management of regulatory policy scope, remediation of existing bank outsourcing arrangements, embedding the RBNZ banking standards into the bank’s policies, processes, and controls, and ongoing governance

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